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金属矿山 ›› 2026, Vol. 55 ›› Issue (4): 15-24.

• 《金属矿山》创刊60周年成果专栏 • 上一篇    下一篇

最终境界形态变化对露天矿碳排放影响规律研究

顾晓薇1,2,3 朱振国1,2,3 胥孝川1,2,3 王 青1,2,3   

  1. 1. 东北大学资源与土木工程学院,辽宁 沈阳 110819;2. 东北大学智慧水利与资源环境科技创新中心,辽宁 沈阳 110819;
    3. 辽宁省固废产业技术创新研究院,辽宁 沈阳 110819
  • 出版日期:2026-04-15 发布日期:2026-05-08
  • 作者简介:顾晓薇(1971—),女,教授,博士,博士研究生导师。
  • 基金资助:
    国家自然科学基金项目(编号:52074061)。

Study on the Impact of Ultimate Pit-limit Geometry on Carbon Emissions from Open-pit Mining

GU Xiaowei1,2,3 ZHU Zhenguo1,2,3 XU Xiaochuan1,2,3 WANG Qing1,2,3   

  1. 1. School of Resources and Civil Engineering,Northeastern University,Shenyang 110819,China;
    2. Science and Technology Innovation Center of Smart Water and Resource Environment,Northeastern University,Shenyang 110819,China;
    3. Liaoning Institute of Technological Innovation in Solid Waste Utilization,Shenyang 110819,China
  • Online:2026-04-15 Published:2026-05-08

摘要: 在“双碳”战略目标下,露天开采正向着绿色、低碳与可持续的方向发展。构建了一个覆盖露天开采全
流程的综合性碳排放核算模型,系统整合了电力、化石能源、炸药消耗及选矿过程的直接排放,以及土地损毁固碳能
力损失、建设原料碳足迹等间接排放。以某大型露天铁矿为例,定量分析了最终境界规模及境界帮坡角变化对碳排
放总量、结构及经济效益的响应规律。结果表明:随着境界规模扩大碳排放总量呈近似线性增长趋势,并在境界规模
较大时出现加速增长趋势。直接碳排放占碳排放总量的96. 2%~ 96. 8%,其中,选矿过程是最大排放源。间接碳排放
占碳排放总量的3. 2%~ 3. 8%,其中,因采场土地损毁造成的固碳能力损失占比最大。加陡境界帮坡角有助于矿山整
体经济效益增长,但碳排放总量呈现非线性波动,相邻境界帮坡角方案的总碳排放量最大差值约为42. 7 万t,且境界
帮坡角的改变并未显著改变各类碳排放的分布与占比。综合来看,案例矿山通过露天开采形式平均每开发1 t 矿石
产生的碳排放量约为0. 044 9 t CO2。研究结果可为低碳导向的矿山设计提供理论基础与量化评估工具。

关键词: 露天开采 , 碳排放 , 最终境界 , 帮坡角

Abstract: Under the Carbon Peaking and Carbon Neutrality Goals strategy,open-pit mining is advancing toward green,
low-carbon,and sustainable development. This study develops a process-wide carbon-accounting framework for open-pit operations,
integrating direct emissions (electricity and fossil-fuel use,explosives,and mineral processing) and indirect emissions
(loss of ecosystem carbon-sequestration capacity due to land disturbance,plus the embodied carbon of construction materials).
A large open-pit iron mine is used as a case study to quantify how the ultimate pit limit (UPL) scale and pit-wall slope-angle
schemes jointly shape total emissions,emission composition,and economic performance. Total emissions increase approximately
linearly with pit expansion and tend to accelerate at larger scales. In terms of composition,direct emissions contribute 96. 2% to
96. 8% of the total,with mineral processing as the dominant source (54% to 68%),whereas indirect emissions account for
3. 2% to 3. 8% and are mainly driven by sequestration loss from pit-area land disturbance (1. 61% to 1. 88%). Steepening pitwall
angles improves economic performance;meanwhile,total emissions exhibit marked non-linear fluctuations across adjacent
slope-angle schemes,with a maximum difference of 0. 427 Mt CO2. Despite these changes in magnitude,the relative shares of
major emission categories remain broadly stable across schemes. Overall,the case mine exhibits an emission intensity of
0. 044 9 t CO2 per tonne of ore under the accounting boundary and assumptions adopted in this study. Beyond providing a
transparent emissions inventory,the proposed framework supports design-stage screening and comparison of alternative pit limits
and slope-angle configurations. It also offers a quantitative basis for further decision-making extensions,such as internalizing
carbon costs into economic evaluation or identifying Pareto-efficient trade-offs between economic returns and emissions. These
capabilities allow environmental constraints to be incorporated proactively into mine design,thereby facilitating low-carbon
planning and sustainable development of open-pit mines.

Key words: open-pit mining,carbon emissions,ultimate pit-limit,slope angle

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