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金属矿山 ›› 2026, Vol. 55 ›› Issue (5): 17-29.

• • 上一篇    下一篇

地下矿山生产调度决策优化研究进展及展望

李 宁1 丁 祎1 代碧波2 王李管3   

  1. 1. 武汉理工大学资源与环境工程学院,湖北 武汉 430070; 2. 金属矿山开采安全与灾害防治全国重点实验室,
    安徽 马鞍山 243000;3. 中南大学资源与安全工程学院,湖南 长沙 410083
  • 出版日期:2026-05-15 发布日期:2026-06-01
  • 通讯作者: 王李管(1964—),男,教授,博士,博士研究生导师。
  • 作者简介:李 宁(1986—),男,副教授,博士,博士研究生导师。
  • 基金资助:
    深地国家科技重大专项(编号:2024ZD1003802);国家自然科学基金项目(编号:42271296);湖北省重大科技创新计划项目(编号:
    2023BEB040)。

Study Progress and Prospect of Decision Optimization for Underground Mine Production Scheduling

LI Ning1 DING Yi1 DAI Bibo2 WANG Liguan3   

  1. 1. School of Resources and Environmental Engineering,Wuhan University of Technology,Wuhan 430070,China;
    2. State Key Laboratory of Metal Mining Safety and Disaster Prevention and Control,Maanshan 243000,China;
    3. School of Resources and Safety Engineering,Central South University,Changsha 410083,China
  • Online:2026-05-15 Published:2026-06-01

摘要: 地下矿山生产调度是矿山智能生产的核心环节,其决策优化面临多重约束与动态环境的复杂挑战。结
合行业研究进展以及团队研究积累,系统提出了该领域面临的三大关键科学问题:多目标优化的难点在于冲突目标
间的高效权衡与Pareto 前沿搜索;不确定性处理的核心是从预设概率模型转向数据驱动的鲁棒建模,以应对地质、设
备与市场的强随机性;实时响应则要求调度系统在决策速度与质量间取得平衡,以快速应对生产扰动。围绕上述问
题,综述了数学规划、元启发式算法与仿真优化等方法的研究进展,分析了其在回应三大问题时的核心贡献与固有局
限:数学规划提供了严谨的建模框架,但“维数灾难”与参数敏感性揭示了其与矿山高维非线性本质的结构性矛盾;元
启发式算法与仿真优化拓展了复杂问题的求解边界,却分别受困于收敛性理论保障缺失与建模成本高昂。在此基础
上,重点探讨了机器学习技术的变革性潜力:深度学习通过高精度预测为不确定性建模提供了数据驱动新范式;强化
学习则通过与环境持续交互,为实时动态调度开辟了端到端决策新路径。进一步分析了当前研究的不足:多目标优
化缺乏有效的决策偏好引导机制,不确定性处理中预测与优化呈现割裂状态,实时响应技术距实际应用尚有距离,多
方法集成缺乏系统性探索。相应地,“十五五”乃至更长一段时间内该领域的研究重点为构建全生命周期多目标协同
优化框架、发展预测与优化深度融合的决策范式、突破安全可信的强化学习实时调度技术、推进数字孪生驱动的智能
决策闭环,以期推动地下矿山生产调度迈向智能化、自主化进程。

关键词: 地下矿山,  生产调度,  决策优化,  机器学习

Abstract: Underground mine production scheduling is the core component of intelligent mining production. Its decision
optimization faces complex challenges of multiple constraints and dynamic environments. Based on the study progress in the industry
and the team′s study accumulation,the system has proposed three key scientific issues in this field. The difficulty of
multi-objective optimization lies in the efficient trade-off between conflicting objectives and the search for the Pareto frontier.
Uncertainty handling mainly involves shifting from preset probability models to data-driven robust modeling to cope with the
strong randomness of geology,equipment,and market. Real-time response requires the scheduling system to strike a balance between
decision speed and quality to quickly respond to production disturbances. Focusing on these issues,the study progress of
methods such as mathematical programming,meta-heuristic algorithms,and simulation optimization has been reviewed. The core
contributions and inherent limitations of these methods in addressing the three issues have been analyzed. Mathematical programming
provides a rigorous modeling framework,but the "dimension disaster" and parameter sensitivity reveal the structural
contradiction between it and the high-dimensional nonlinearity of underground mining. Meta-heuristic algorithms and simulation
optimization expand the solution boundaries for complex problems,but they are respectively constrained by the lack of convergence
theory guarantee and high modeling costs. On this basis,the transformative potential of machine learning technologies has
been explored. Deep learning provides a data-driven new paradigm for uncertainty modeling through high-precision prediction.
Reinforcement learning opens up an end-to-end decision-making path for real-time dynamic scheduling through continuous interaction
with the environment. Further analysis reveals the shortcomings of current study. Multi-objective optimization lacks an
effective decision preference guidance mechanism,uncertainty handling presents a disconnected state between prediction and
optimization,real-time response technology is still far from practical application,and systematic exploration of multi-method integration
is lacking. Correspondingly,the study focus in this field during the "15th Five-Year Plan" and beyond is to build a
full life cycle multi-objective collaborative optimization framework,develop a decision-making paradigm deeply integrated with
prediction and optimization",break through the real-time scheduling technology of safe and trustworthy reinforcement learning,
and promote the intelligent decision-making closed loop driven by digital twins,in order to push underground mine production
scheduling towards an intelligent and autonomous process.

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